2 accounting jobs found

Internal Controls Specialist – Audit, SOX, Internal Controls, Controls Testing, Internal Auditor, Controls Analyst, SOX Tester, Audit Associate, Compliance Tester – UK Remote - £250 - £300 per day - Outside IR35 Our client requires an Internal Controls Specialist to execute a high volume of control testing. There is a clear testing plan already defined, this role is about delivery, throughput, and consistency. The role can be completed on a primarily remote basis in the UK and will be for an initial 6 months, outside IR35. Responsibilities: Execute large volumes of control testing. Follow existing testing frameworks and templates. Document results clearly and consistently. Collaborate with the internal controls team to meet deadlines. Experience required: General internal control testing experience – this is a hands-on position. Internal audit or SOX testing background highly desirable. Proven controls testing experience. Strong...

I am currently looking for a File Reviwer/Investment Analyst for a banking client based in London for an 8 week Statement of Work. The client is looking for an experienced analyst to review and reassess UHNW and HNW client files to identify incorrect risk classifications and remediate the financial impact arising from mis-profiling. Key Responsibilities Analyse UHNW/HNW client files to identify misclassified risk profiles Reassess client risk ratings in line with internal risk frameworks and risk appetite Identify and quantify revenue or pricing impacts resulting from incorrect client segmentation Support remediation of historical loss of earnings where clients were incorrectly classified Work closely with front office, risk, and compliance stakeholders to validate reclassifications Key Requirements Experience as a Risk Analyst, Investment Analyst, or similar within private banking or wealth management Strong understanding of client risk profiling, segmentation, and...